Research
AI governance & compliance intelligence.
Field notes from the team building the policy layer for humans and AI. Written for the General Counsels, CCOs, and compliance leaders making the calls.
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Communications Compliance · 12 min
AI Communications Compliance: The Complete Guide
AI agents now communicate on behalf of your company at a scale and speed human compliance programs were never designed to handle. Here is what AI communications compliance requires and how to build a program that actually works.
Apr 17, 2026
Communications Compliance · 7 min
How to Supervise AI-Generated Communications: A Compliance Officer's Guide
FINRA Rule 3110 requires a supervisory system reasonably designed to achieve compliance. Here is what that actually means when the communications are AI-generated.
Apr 17, 2026
AI Governance · 9 min
Guide to AI Governance for Legal Buyers
AI governance tools are sold to IT. The legal and regulatory exposure they address belongs to GC and CCO. Here is what legal buyers need to know — and what IT buyers keep getting wrong.
Apr 17, 2026
Agentic AI · 8 min
Agentic AI Risk: What Happens When AI Agents Speak for Your Company
AI agents now draft emails, negotiate contracts, and respond to customers at scale. Here is what that means for your legal and compliance exposure — and what to do about it.
Apr 10, 2026
Communications Compliance · 7 min
The Pre-Send Advantage: Why Real-Time Compliance Beats Surveillance
Post-send surveillance catches violations after the damage is done. Pre-send enforcement stops them before they happen. Here is why the distinction is more consequential than most compliance teams realize.
Apr 3, 2026
AI Governance · 7 min
Policy as Infrastructure: How to Turn Passive Documents into Enforceable Rules
Most enterprise policies exist as documents no one reads at the moment they matter. Here is what it means to treat policy as infrastructure — and why it is the only model that works for AI.
Mar 27, 2026
AI Governance · 6 min
AI Governance vs. AI Safety: Why the Distinction Matters for Compliance Teams
AI governance and AI safety are frequently conflated, but they address different problems. For enterprise compliance leaders, understanding the distinction is essential to building the right program.
Mar 20, 2026
Regulated Industries · 9 min
FINRA, SEC, and AI Agents: The Communications Compliance Crisis No One Is Ready For
Financial services firms face unique AI communications risk under FINRA and SEC rules. Here is what compliance officers need to know before their first AI agent goes into production.
Mar 13, 2026
AI Governance · 8 min
The Compliance Technology Stack for the Agentic Enterprise
As AI agents take on business communications at scale, the compliance technology stack needs a new layer. Here is how the pieces fit together — and what is missing from most stacks today.
Mar 6, 2026
Communications Compliance · 7 min
The True Cost of Reactive Compliance: Why Post-Send Detection Is Already Too Late
Reactive compliance programs catch violations after they happen. The cost of that timing gap — in regulatory fines, litigation exposure, and reputational damage — is almost always higher than the cost of prevention.
Feb 27, 2026